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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-21
OH RA APPROVED 2009-07-06
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • FL RA
    APPROVED
    Since 2022-12-21
  • OH RA
    APPROVED
    Since 2009-07-06
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

Boynton Beach, FL • United States

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated New York NY 04/2007 Present
Morgan Stanley Smith Barney Aventura FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    New York, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Aventura, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-05-03 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
  • 2003-01-03 → 2005-02-28
    Morgan Stanley Dw Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-18
S63 Uniform Securities Agent State Law Examination 1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    2007-04-18
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27
Other Names
  • Anthony T Coniglio

View on SEC IAPD

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