James Stanley Hawn

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  The Woodlands, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Bellevue, WA
• 2000-05-11 → 2007-04-02
  Morgan Stanley Dw Inc.
  Bellevue, WA
  Bellevue, WA

Other Businesses

*614100 - BC Stage 2 LLC; Investment related: Yes; The Woodlands , Texas; Rental Property; Partner(proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 2; After business hours: 8; Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-23
• S63 Uniform Securities Agent State Law Examination
  1993-12-17