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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-06-05 |
Branch Locations
1115 Tower East 20600 Chagrin Blvd., Shaker Heights, OH 44122 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-06-01 |
Branch Locations
1115 Tower East 20600 Chagrin Boulevard, Shaker Heights, OH 44122 • United States
20600 Chagrin Blvd Suite 1115, Shaker Heights, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2010-06-18 |
Branch Locations
20600 Chagrin Blvd Suite 1115, Shaker Heights, OH 44122 • United States
Willoughby Hills, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Advisors Ltd. | Shaker Heights | OH | 07/1993 | Present |
| Capital Analysts, Incorporated | Cleveland | OH | 07/1993 | Present |
| Lincoln Investment | Shaker Heights | OH | 06/2012 | Present |
FIXED LIFE INSURANCE POSITION: insurance sales NATURE: sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 20600 Chagrin Blvd., Shaker Heights OH 44122, United States DESCRIPTION: insurance sales as part of financial planning to clients CAPITAL ADVISORS, LTD. POSITION: Financial advisor NATURE: investment advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1995 ADDRESS: 20600 Chagrin Blvd., Shaker Heights OH 44122, United States DESCRIPTION: provide financial advisory services to clients PTH FINANCIAL GROUP, INC. POSITION: Financial advisor/owner NATURE: investment advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2003 ADDRESS: 20600 Chagrin Blvd., 1115 Tower East, Shaker Heights OH 44122, United States DESCRIPTION: Financial counsel/investment advisory services to clients
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-06 |
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