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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-06-05
  • OH RA
    APPROVED
    Since 2012-06-05

Branch Locations

1115 Tower East 20600 Chagrin Blvd., Shaker Heights, OH 44122 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-06-01
  • OH RA
    APPROVED
    Since 2012-06-01

Branch Locations

1115 Tower East 20600 Chagrin Boulevard, Shaker Heights, OH 44122 • United States

Capital Advisors, Ltd., Llc

20600 Chagrin Blvd Suite 1115, Shaker Heights, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-06-18
  • OH RA
    APPROVED
    Since 2010-06-18

Branch Locations

20600 Chagrin Blvd Suite 1115, Shaker Heights, OH 44122 • United States

Willoughby Hills, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Advisors Ltd. Shaker Heights OH 07/1993 Present
Capital Analysts, Incorporated Cleveland OH 07/1993 Present
Lincoln Investment Shaker Heights OH 06/2012 Present
  • 07/1993 → Present
    Capital Advisors Ltd.
    Shaker Heights, OH
  • 07/1993 → Present
    Capital Analysts, Incorporated
    Cleveland, OH
  • 06/2012 → Present
    Shaker Heights, OH
Previous Registrations
  • 1999-11-26 → 2012-06-01
    Cincinnati Analysts, Inc.
    Cleveland, OH
    Shaker Heights, OH
    Cincinnati, OH
Other Businesses

FIXED LIFE INSURANCE POSITION: insurance sales NATURE: sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: 20600 Chagrin Blvd., Shaker Heights OH 44122, United States DESCRIPTION: insurance sales as part of financial planning to clients CAPITAL ADVISORS, LTD. POSITION: Financial advisor NATURE: investment advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1995 ADDRESS: 20600 Chagrin Blvd., Shaker Heights OH 44122, United States DESCRIPTION: provide financial advisory services to clients PTH FINANCIAL GROUP, INC. POSITION: Financial advisor/owner NATURE: investment advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2003 ADDRESS: 20600 Chagrin Blvd., 1115 Tower East, Shaker Heights OH 44122, United States DESCRIPTION: Financial counsel/investment advisory services to clients

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-10-06
  • S63 Uniform Securities Agent State Law Examination
    1997-10-06
Designations
Other Names
  • Patrick T Hanratty

View on SEC IAPD

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