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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-12-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Plattsburgh | NY | 06/2010 | 03/2021 |
| Ic Advisory Services Inc | Plattsburgh | NY | 10/2016 | 03/2021 |
| Cantella & Co., Inc. | Malden | MA | 03/2021 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 03/2021 | 03/2023 |
1) PLATTSBURGH HOUSING AUTHORITY, 4817 SOUTH CATHERINE STREET PLATTSBURGH NY, 03/2014, VICE PRESIDENT, BOARD MEMBER, NIR, 2 HR/MO 2 HR/MO TRADING 2) HOSPICE OF THE NORTH COUNTRY, 358 TOM MILLER ROAD PLATTSBURGH NY, 04/2018, BOARD MEMBER, NIR, 2 HR/MO 2 HR TRADING 3) CIRA, 1776 PLEASANT PLAIN FAIRFIELD IA 52556, 11/2022, IAR AFFILIATION, INV REL, 160 HR/MO 120 HR TRADING 4) BIG COUNTRY LLC, 39 COURT STREET PLATTSBURGH NY, 03/2021, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 5) BARCOMB WEALTH MANAGEMENT, 39 Court St., Plattsburgh NY 12901, United States, 03/05/2021, Owner, DBA, INV REL, 150 HR/MO 150 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-18 |
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