Joanne Elizabeth Secky

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1995 → Present
  Lpl Financial Llc
  New Paltz, NY

Other Businesses

1. 2/1/2016: VAGENDA title of book - Not Investment Related - New Paltz, NY - Other-Author - Started 02/01/2016 - 20 Hours Per Month/0 Hours During Securities Trading - Author/writer. Title of book is VAGENDA. 2. 7/7/2020 - No title as of now (book) - Not Investment Related - New Paltz, NY - Other-Author - Author/Writer - Started 02/01/2016 - 20 Hours Per Month/0 Hours During Securities Trading. 3. 7/7/2020 - No Business Name - Not investment Related - New Paltz, NY - Outside/W-2 Employment - Home Caregiver - Started 03/01/2016 - 120 Hours Per Month/0 Hours During Securities Trading - Receiving MEDICAID compensation via the Preferred agency, Middletown NY as a home caregiver. 4. 02/10/2026 - Natural Born Red Head - Other - LLC - Owner - Not Investment Related - Lords Valley, PA - Start Date 04/07/2023 - 40 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-28
• S63 Uniform Securities Agent State Law Examination
  1994-01-14

Other Names

• Joanne E Secky