Joel Leslie Konigsberg

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-05-15

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-05-15

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

1. *230888 - STB Associates LLC; Investment related - Yes; New York, NY; Real estate ; Managing member (proprietor, partner, officer, director, employee, trustee, agent); 07/2015; During business hours: 0; After business hours: 1; 2. *312002 - STB II Associates LLC; Investment related - Yes; New York, NY; Real estate; Managing member (proprietor, partner, officer, director, employee, trustee, agent); 03/2017; During business hours: 0; After business hours: 1; 4.*393561- University of Arizona SALT Center Advisory Board; Investment related -No; Tucson, Arizona; Public Schools; Advisory Board Member (proprietor, partner, officer, director, employee, trustee, agent); 03/2020; During business hours: 1; After business hours: 0; *472220- FINRA; Investment related No; Washington, District of Columbia; behalf:fianncial regulation; arbitrator (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 5; After business hours: 0; *382053 - STB III Associates LLC; Investment related Yes; New York, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2020; During business hours: 1; After business hours: 0; Property Management *706368 - Rental Property; Investment related - Yes; New York, New York; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 1; Property Management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-01-19
S63	Uniform Securities Agent State Law Examination	1994-01-11

S65 Uniform Investment Adviser Law Examination

1994-01-19
S63 Uniform Securities Agent State Law Examination

1994-01-11

Other Names

Joel Leslie Konigsberg

View on SEC IAPD