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50 S Lasalle Street, Chicago, IL 60603-1008 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-25 |
Branch Locations
50 S Lasalle Street, Chicago, IL 60603-1008 • United States
390 Park Avenue Lever House, 2Nd Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Inc. | New York | NY | 09/2006 | 03/2022 |
| Merrill Lynch Investment Managers, Llc | Plainsboro | NJ | 09/2006 | 03/2022 |
| Hilton Capital Management, Llc | Garden City | NY | 03/2022 | 05/2024 |
| Foreside Fund Services, Llc | Garden City | NJ | 04/2022 | 05/2024 |
| Northern Trust Bank | Chicago | IL | 05/2024 | Present |
| Northern Trust Securities, Inc. | Chicago | IL | 05/2024 | Present |
| Merrill Lynch Investment Managers, Inc. | Plainsboro | NJ | 10/2001 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-21 |
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