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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-10-18 |
Branch Locations
4551 Cox Road Suite 215, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Insurance Company | Glen Allen | VA | 08/2005 | 10/2024 |
| Mml Investors Services, Llc | Glen Allen | VA | 10/2005 | 10/2024 |
| Commonwealth Financial Network | Waltham | MA | 10/2024 | Present |
| True North Advisors | Glen Allen | VA | 10/2024 | Present |
Fixed insurance sales; as of 10/18/2024; 10% of time spent during business hours; Conducted at branch location; Investment related. Co-owner, True North Advisors, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 09/02/2010; 5% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-25 |
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