Alan Richard Tompesku

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Paramus, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Paramus, NJ

Other Businesses

Independent Insurance Brokering; Aetna; 01/08/2004; / Oxford; 01/05/2005; / Guardian; 02/01/2004; / Cigna; 03/03/2006; / Horizon; 12/01/2008; / MetLife; 01/15/2009; / MedAmerica; 10/28/2003; / Penn Treaty - Amer. Network; 01/21/2004; / Amerihealth New Jersey; 12/09/2015; . Business Ownership; Primary Services LLC; ; Administrative Services; 140 Route 17 North, Suite 316 Paramus, NJ 07652, ,; ; 05/01/2003; 60 hours per month; / Plaza140 Services LLC; ; Miscellaneous office services; 140 Route 17 North, Suite 316Paramus, NJ 07652, ,; ; 05/10/2011; 1 to 9 hours per month; . Board of Directors; Wayne Little League Baseball; Board Member - information and other board member volunteer duties; Wayne Little League, Garside Avenue, Wayne New Jersey 07470, ,; Not Investment-Related; 01/22/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Primary Services LLC; Owner; ; 140 Route 17 North, Suite 316 Paramus NJ 07652, ,; ; 05/01/2005; 60 hours per month; .

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-23