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Warren Jay Gisser

Rbc Capital Markets, LLC

Florham Park, NJ

Brookside, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
NJ RA APPROVED 2009-10-09
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NJ RA
    APPROVED
    Since 2009-10-09

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Brookside, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Parsippany NJ 10/2009 Present
City National Bank Parsippany NJ 08/2016 Present
Previous Registrations
  • 2007-06-07 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
    Parsippany, NJ
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-06
S63 Uniform Securities Agent State Law Examination 2000-07-14
  • S66 Uniform Combined State Law Examination
    2007-06-06
  • S63 Uniform Securities Agent State Law Examination
    2000-07-14

View on SEC IAPD

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