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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-04-17
NJ RA APPROVED 2009-10-09
  • VI RA
    APPROVED
    Since 2024-04-17
  • NJ RA
    APPROVED
    Since 2009-10-09

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Morris Plains, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Parsippany NJ 10/2009 Present
  • 10/2009 → Present
    Rbc Capital Markets Corporation
    Parsippany, NJ
Previous Registrations
  • 2008-10-06 → 2009-10-09
    J. B. Hanauer & Co.
    Parsippany, NJ
Other Businesses

NAME OF ENTITY: Kromko Family LLC ADDRESS: 920 Parkview Rd., Moscow, PA 18444 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 12.31.24 CAPACITY: Other DUTIES: I am currently listed as a Trustee for the Kromko Family Trust. This trust is being terminated and being replaced by the LLC. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-04
  • S66 Uniform Combined State Law Examination
    2008-10-04

View on SEC IAPD

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