Dorothy Donna Tagliente

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Rbc Capital Markets Corporation
  Parsippany, NJ

Previous Registrations

• 2008-10-06 → 2009-10-09
  J. B. Hanauer & Co.
  Parsippany, NJ

Other Businesses

NAME OF ENTITY: Kromko Family LLC ADDRESS: 920 Parkview Rd., Moscow, PA 18444 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 12.31.24 CAPACITY: Other DUTIES: I am currently listed as a Trustee for the Kromko Family Trust. This trust is being terminated and being replaced by the LLC. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2008-10-04