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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-09-21
  • MD RA
    APPROVED
    Since 2011-09-21

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

7200 Wisconsin Ave Suite 910, Bethesda, MD 20814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Bethesda MD 09/2011 Present
Hightower Securities, Llc Bethesda MD 09/2011 Present
  • 09/2011 → Present
    Bethesda, MD
  • 09/2011 → Present
    Hightower Securities, Llc
    Bethesda, MD
Previous Registrations
Other Businesses

GJS, LLC. D/B/A COMFORT CARE, NORTH POTOMAC, MD. BUSINESS - PROVIDING CUSTODIAL CARE TO THE ELDERLY. TITLE - DIRECTOR. START DATE - 11/2006. 2 HOURS/MONTH. DUTIES - SIT ON BOARD OF DIRECTORS AND ADVISE AS BOARD MEMBER. Maryland Football Investment Club. Investment related. Gosset Football Team House, College Park, MD. We have created an investment Club for the Maryland football players to learn about investing. This is an education endeavor. Start date 04/16/2021.Three hours per month; none during securities trading hours. Role is advisory board. Vantage Property Group. Role is LP, Mr. Leventhal has an investment interest in an apartment building. Start date is September 19, 2024. Approximately 2 hours per month is devoted to activity, none of which are during securities trading hours. This activity is approved and not client- related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-23
S63 Uniform Securities Agent State Law Examination 1994-01-03
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1994-01-03
Other Names
  • Jeffrey E Leventhal

View on SEC IAPD

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