Enrico Giovanni Cacciapuoti

Current Employers

Employment History

• 02/2005 → 03/2018
  Nwf Advisory Group, Inc
  Los Angeles, CA
• 03/2018 → 11/2019
  Mutual Of Omaha Investor Services
  Los Angeles, CA
• 03/2020 → 12/2020
  Client One Securities, Llc
  Leawood, KS
• 02/2021 → 12/2022
  Client One Securities, Llc
  Leawood, KS
• 11/2019 → 03/2020
  Enrico Cacciapuoti
  Santa Monica, CA
• 03/2023 → 05/2023
  Park Avenue Securities
  Santa Monica, CA
• 10/2022 → 05/2023
  Guardian Life Insurance Company
  Santa Monica, CA
• 05/2023 → 10/2023
  Guardian Life Insurance Company
  Monrovia, CA
• 05/2023 → 10/2023
  Park Avenue Securities
  Monrovia, CA
• 10/2023 → 01/2024
  Guardian Life Insurance
  Irvine, CA
• 10/2023 → 01/2024
  Park Avenue Securities
  Irvine, CA
• 02/2024 → Present
  Self Employed Insurance Agent
  Los Angeles, CA
• 03/2025 → 02/2026
  First Heartland Capital Inc
  Lake St Louis, MO
• 02/2026 → 03/2026
  Kingswood Capital Partners
  Monrovia, CA
• 02/2026 → 03/2026
  Kingswood Wealth Advisors
  Monrovia, CA
• 04/2026 → Present
  Berthel, Fisher & Company Financial Services, Inc.
  Monrovia, CA
• 04/2026 → Present
  Bfc Planning, Inc.
  Monrovia, CA

Previous Registrations

• 2026-02-26 → 2026-03-18
  Kingswood Wealth Advisors, Llc
  Monrovia, CA
  San Diego, CA
• 2025-03-12 → 2026-02-26
  First Heartland Consultants, Inc.
  Los Angeles, CA
• 2023-03-30 → 2024-02-15
  Park Avenue Securities Llc
  Irvine, CA
  Monrovia, CA
• 2021-02-05 → 2022-12-31
  Creativeone Securities, Llc
  Santa Monica, CA
  Overland Park, KS
  Overland Park, KS
  Santa Monica, CA
• 2020-03-18 → 2020-12-31
  Creativeone Securities, Llc
  Santa Monica, CA
  Overland Park, KS
  Santa Monica, CA
  Overland Park, KS
• 2018-03-29 → 2019-10-28
  Mutual Of Omaha Investor Services, Inc.
  Los Angeles, CA
• 2003-12-12 → 2018-03-13
  Osaic Wealth, Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2003-12-05 → 2004-11-29
  Nwf Advisory Services Inc
  Los Angeles, CA

Other Businesses

Name: Insurance sales Start date: 03/01/1994 Address: 1251 Euclid St #5, Santa Monica, CA 5 total hours per month and 5 during securities trading hours, Not Investment related, Less than 10% annual compensation MERLINI WEALTH MANAGEMENT STRATEGIES: Marketing entity for financial services and insurance sales; Start Date 9/12/2025. Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-12
• S63 Uniform Securities Agent State Law Examination
  1994-02-24

Other Names

• Enrico Caccia
• Enrico Thomas Caccia
• Enrico Cacciapuoti
• Enrico G Cacciapuoti