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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2005-06-27 |
Branch Locations
13609 California St Ste 300, Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 07/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 10/1993 | Present |
| Northwestern Mutual Investment Serv. | Milwaukee | WI | 12/1993 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
| Creighton University | Omaha | NE | 05/2010 | Present |
1)RTB HONEY HOLE LLC, INVESTMENT-RELATED, YULTAN NE, 75% OWNER OF INVESTMENT PROPERTY 81 ACRES OF FARMLAND, 2HRS/MTH, LLC FOR THE PURPOSE OF HUNTING AND RENTAL INCOME. 2) TEACHES AT COLLEGE OF BUSINESS AT UNIVERSITY OF OMAHA ADVISORY COMMMITTEE - METRO COMMUNITY FOUNDATION 3)CREIGHTON UNIVERSITY; NON-INVESTMENT RELATED; OMAHA, NE; ADJUNCT FACULTY - TEACHES RETIREMENT PLANNING COURSE; 18 HRS/MO; 4)MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 5) CONCORDIA UNIVERSITY FOUNDATION - 800 N COLUMBIA AVE, SEWARD, NE, 68434. - INVESTMENT COMMITTEE MEMEBER, WORKING WITH BOARD ON COMMITTEE GOVERNANCE AND INVESTMENT DIRECTION, 90 MINUTES PER MONTH 6)33.33% OWNER OF MCHARA FARMS, LLC; INVESTMENT-RELATED; FARM RENTAL LOCATED IN BRUNO, NE; APPROXIMATELY 30 HOURS SPENT ON THIS ACTIVITY DURING NON-TRADING HOURS; OVERSEES CASH RENT ACTIVITIES. START DATE 11/15/13. 7)SAMMYLAND PROPERTIES, LLC., INVESTMENT RELATED, 12306, 12308, 12318, 12320 WILLIAM ST, OMAHA, NE, RENTAL PROPERTY, 100% OWNER, MAY 2014, 2 HOURS MONTH, OVERSEE AND MANAGE THE PROPERTIES, AND NEGOTIATE LEASES. 8) 50% OWNER, RANDERSON PROPERTIES LLC, 4781 S 136TH ST, OMAHA, , NEBRASKA, 68137, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/17/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKING DECISIONS ON LEASE ARRANGEMENTS, BUILDING IMPROVEMENTS 9)COACH, ROB A. RANDELS, BUSINESS RELATED COACHING, START DATE: 03/03/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROVIDE COACHING RELATED TO BEST BUSINESS PRACTICES, CASE CONSULTATION, STAFFING AND OTHER AREAS OF RELATED INTERESTTO OTHER NORTHWESTERN MUTUAL INDIVIDUALS. 10) GREEN CONCEPTS, LLC., 100% OWNER, HOLDING COMPANY, 9404 VALARETTA DRIVE, GRETNA, , NEBRASKA, 68028, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 6/10/2010, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR IN GREEN CONCEPTS LLC WHICH IS A HOLDING COMPANY THAT OWNS 2% OF BCG SOLUTIONS, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-24 |
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