Douglas Dean Peterson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Los Angeles, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  El Segundo, CA

Other Businesses

Independent Insurance Brokering; Anthem - bluecross; 09/17/2001; / blueshield; 10/20/2003; . Board of Directors; Hyatt Residence Club Kaanapali Beach; Board member; 180 Nohea Kai Dr, , Lahaina, HI, 96761; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Iblades; As an Advisor to iBlades.ai, I will provide strategic guidance and leverage network across the corporate venture capital, innovation, and enterprise technology ecosystems to accelerate iBlades.ai's growth and commercialization; iBlades.ai empowers secure, AI-driven global communications with advanced cybersecurity, adaptive encryption, and next-gen retransmission technology to protect data in any environment.; i-Blades, Inc, 5443 Blackhawk Dr., Danville , CA, 94506; Not Investment-Related; 12/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Whitfield Properties LLC; LLC investing in Apartment building; 2209 Carnegie, Redondo Beach, CA, ,; Investment-Related; 01/31/2015; 0 hours per month; 0 during trading hours / Second Maple LLC; Buying 2 shares in an apartment building, each share is $50k. This project is managed by the same group as Whitfield Properties, LLC which has been previoulsy disclosed; 1633 & 1637 E Maple Ave, , El Segundo , CA, 90245; Investment-Related; 12/04/2023; 0 hours per month; 0 during trading hours / D & C Peterson LLC; This LLC was previously disclosed as a real estate investment with my my father. He passed in 2022 and the property was sold in 2023. The assets of the LLC have sinced been moved to my personal accounts. The only thing currently active is the state of Colorado registration which I maintain. I was unaware the previous disclosure of this activitiy was removed from my OBA; 1043 Sunset Dr, , Hermosa Beach, CA, 90254; Not Investment-Related; 12/31/2001; 0 hours per month; 0 during trading hours / 4533 Picford ST. 20, LLC; Passive investment in multi unit apartment building; 4533 Pickford Ave, , Los Angeles, CA, 90018; Investment-Related; 12/01/2024; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-23
• S63 Uniform Securities Agent State Law Examination
  1993-12-29