Mark Lee Peterson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

MN RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

45 Hassen St Se, Hutchinson, MN 55350 • United States

500 Imperial Ave, Oakdale, MN 55128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. FIXED INSURANCE - LIFE, ANNUITIES AND LONG TERM CARE. 2. NAME OF OTHER BUSINESS: NOVATION CREDIT UNION DBA NOVATION WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: CREDIT UNION, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, START DATE: 03/2025, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, FINANCIAL PROFESSIONAL OFFERING INVESTMENT AND ADVISORY SERVICES ON CREDIT UNION;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-08-24

S63 Uniform Securities Agent State Law Examination

1998-08-24