David George Rosensteel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial Llc
  New Port Richey, FL
• 10/2009 → 01/2019
  Independent Financial Partners
  New Port Richey, FL

Previous Registrations

• 2009-12-16 → 2019-01-04
  Independent Financial Partners
  Crystal River, FL
  New Port Richey, FL
• 2008-05-05 → 2009-09-28
  Mutual Service Corporation
  Crystal River, FL
  West Palm Beach, FL
  Crystal River, FL
  Boston, MA
• 2007-01-08 → 2008-04-24
  First Allied Advisory Services, Inc.
  Crystal River, FL
• 2000-06-22 → 2007-01-01
  Ffp Advisory Services Inc
  Crystal River, FL

Other Businesses

1. 12/11/2009 - DAVID G. ROSENSTEEL CPA - CPA/BOOKKEEPER/TAX PREPARER - CPA - TAX PREPARATION - 15% OF TIME SPENT. 2. 12/28/2010 - FIRST FINANCIAL OF CITRUS COUNTY - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 5/27/2011 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - APOINTED TO DO FIX ANNUITY INVESTING WITH BANKERS LIFE INSURANCE COMPANY - 5% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-08
• S63 Uniform Securities Agent State Law Examination
  1996-10-25

Other Names

• Dave Rosensteel