Warren Bradford Stickney

Current Employers

Employment History

• 02/2012 → 02/2018
  M Holdings Securities, Inc.
  Porltand, OR
• 07/2013 → Present
  Stickney Research
  Seattle, WA
• 07/2013 → 02/2018
  Colorado Financial Group
  Colorado Springs, CO
• 02/2018 → Present
  Lion Street Financial
  Bellevue, WA
• 02/2018 → Present
  Lion Street Advisors
  Bellevue, WA
• 11/2025 → Present
  Integrity Alliance, Llc.
  Bellevue, WA
• 11/2025 → Present
  Integrity Alliance, Llc.
  Bellevue, WA

Previous Registrations

• 2018-02-16 → 2025-11-03
  Lion Street Advisors, Llc
  Bellevue, WA
• 2012-02-24 → 2018-02-19
  M Holdings Securities, Inc.
  Seattle, WA
  Seattle, WA
  Bellevue, WA
  Portland, OR
• 2004-09-09 → 2012-02-14
  Pacific West Financial Consultants Inc
  Bellevue, WA

Other Businesses

1.REAL ESTATE PROPERTY, 33% OWNER, 1997, 0HRS; LAMINAR, INVESTMENT RELATED, 2050 112TH AVE NE STE 210 BELLEVUE WA 98004, MANAGING PARTNER, BUILDING AND SELLING ONE PIECE OF PROPERTY FOR PROFIT, 9/2007, 0HRS; PIKE PLACE MARKET, NOT INVESTMENT RELATED, 85 PIKE STREET STE 500 SEATTLE WA 98101, BOARD OF DIRECTORS, BOARD MEMBER, 2003, 0HRS; LION STREET, INC., INVESTMENT RELATED, 515 CONGRESS AVE STE 2500 AUSTIN TX 78701, NETWORK OF INSURANCE ADVISORS, OWNER, 2/2018, 2-4HRS; THE WELL PLANNED COMPANIES, INVESTMENT RELATED, 2050 112TH AVE NE STE #210 BELLEVUE WA 98004, PARENT COMPANY OF STICKNEY RESEARCH, PRESIDENT/OWNER, 40HRS; STICKNEY FAMILY CHARITABLE TRUST, NOT INVESTMENT RELATED, 2050 112TH AVE NE STE #210 BELLEVUE WA 98004, TRUST, TRUSTEE, 0HRS 2.French Family Estate & Trust;9233 Interlake Ave N Apt#301, Seattle, WA 98103;Not investment related; Nature of Business: I have been appointed as the executor and trustee of estate of deceased client, James French; Job Function: Administer the estate - Fund trusts and do the distributions; Compensation: Hourly and regular compensation for administration. 3.STICKNEY RESEARCH POSITION: Owner NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/10/1997 ADDRESS: 2050 112 ave ne 210, Bellevue WA 98004, United States DESCRIPTION: Insurance sales 4.EMMYLU LLC POSITION: Owner NATURE: Investment LLC in real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: 2050 112th ave ne, Suite 210, bellevue WA 98004, United States DESCRIPTION: Invest through this entity in real estate 5.EVERWOOD, INC POSITION: Owner NATURE: Is appointed with the State of WA to do life settlement business. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/21/2005 ADDRESS: 2050 112th Ave NE, #210, Bellevue WA 98004, United States DESCRIPTION: This entity is registered as our affiliate corp for life settlement transactions. 6.MY OWN CREATIVE LLC POSITION: Owner NATURE: Management and producer for DJ. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2020 ADDRESS: 2050 112 ave ne 210, Bellevue WA 98004, United States DESCRIPTION: I negotiate contracts with record labels for Teo Mandrelli and arrange for collaboration with other artists. 7.EVERGREEN TAX PLANNING POSITION: Owner NATURE: Tax planning practice INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2017 ADDRESS: 2050 112th Ave NE, Ste 210, Bellevue WA 98004, United States DESCRIPTION: Tax planning practice 8.BOOK: INCREASE YOUR WORTH POSITION: author NATURE: This is a book to inspire people to give more to charity through education of various planning options (like CRTs, CRUTs, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 2050 112th Ave NE, #210, Bellevue WA 98004, United States DESCRIPTION: I worked with a ghost writer to create this book, which I have listed for sale on Amazon 9.THE WELL PLANNED COMPANIES POSITION: Owner NATURE: Parent company of Stickney Research INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 05/02/2003 ADDRESS: 2050 112 ave ne 210, Bellevue WA 98004, United States DESCRIPTION: Its my planning company..!!! 10.ROCK THIS PRODUCTION POSITION: Owner NATURE: Music promotion management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/10/2019 ADDRESS: 2050 112 ave ne 210, Bellevue WA 98004, United States DESCRIPTION: Music promotion

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-25
• S63 Uniform Securities Agent State Law Examination
  1993-12-17