Best Investors Account Sign in

Kathryne Elaine Micken

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA

Dallas, TX

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
LA RA APPROVED 2025-09-03
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • LA RA
    APPROVED
    Since 2025-09-03

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. New Orleans LA 03/2015 04/2017
Vacation Internationale Kailua-Kona HI 08/2017 12/2017
Capital One Securities New Orleans LA 04/2018 04/2024
Unemployed Kailua-Kona HI 05/2017 07/2017
Unemployed New Orleans LA 01/2018 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 07/2025 Present
Unemployed New Orleans LA 04/2024 12/2024
Finra New Orleans LA 12/2024 07/2025
  • 03/2015 → 04/2017
    Raymond James & Associates, Inc.
    New Orleans, LA
  • 08/2017 → 12/2017
    Vacation Internationale
    Kailua-Kona, HI
  • 04/2018 → 04/2024
    Capital One Securities
    New Orleans, LA
  • 05/2017 → 07/2017
    Unemployed
    Kailua-Kona, HI
  • 01/2018 → 04/2018
    Unemployed
    New Orleans, LA
  • 07/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Orleans, LA
  • 04/2024 → 12/2024
    Unemployed
    New Orleans, LA
  • 12/2024 → 07/2025
    Finra
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-12
  • S66 Uniform Combined State Law Examination
    2005-12-12
Other Names
  • Kathryne E Micken
  • Kathryne Elaine Micken
  • Kathryne Micken

View on SEC IAPD

Other Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

More in New Orleans, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor