Steven Clyde Edwards

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Lpl Financial
  Orange, CA

Other Businesses

(1) 06/02/2014 - NON-VARIABLE INSURANCE DBA - OAKSTONE WEALTH MANAGEMENT - TIME SPENT 5% - NEWPORT BEACH, CA (2) 12/29/2014 - STEVEN EDWARDS AND ASSOCIATES - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 1 HOUR PER MONTH - NEWPORT BEACH, CA (3) 07/11/2016 * Oakstone Wealth Management * Non-Variable Insurance * INV REL * 1500 Quail Street #470 Newport Beach Ca. 92660 * I have a group health plan through Cal Choice that covers approximately 25 employees of a company by the name of Able Industrial Products in Ontario Ca. I also have one client with Health Net on an individual health plan. LTC is with LPL Ins. Assoc. * START 06/01/2011 * 5 HRS/MO; 0 DURING SECS TRDG HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-21
• S63 Uniform Securities Agent State Law Examination
  1994-01-10