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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-22 |
| FL | RA | APPROVED | 1995-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 03/1993 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION, NAME OF OUTSIDE BUSINESS ORGANIZATION: HIGHER GROUND PERFORMING ARTS, LLC, INVESTMENT RELATED: N,ADDRESS OF BUSINESS: PORT CHARLOTTE, FLORIDA 33954, POSITION, TITLE, ASSOCIATION: OTHER, OWNER IS MY WIFE, START DATE OF RELATIONSHIP: 1/1/2013, NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY, NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0, DUTIES: OCCASIONALLY I TAKE PHOTOGRAPHS AND DO ART WORK FOR MY WIFE'S DANCE STUDIO. I ALSO DO OCCASIONAL MAINTENANCE AT THE STUDIO ITSELF: CHANGING LIGHT BULBS, AIR FILTERS AND MINNOR REPAIRS. I AM NOT PAID FOR THESE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-13 |
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