Carlos Candales

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aventura, FL

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION, NAME OF OUTSIDE BUSINESS ORGANIZATION: HIGHER GROUND PERFORMING ARTS, LLC, INVESTMENT RELATED: N,ADDRESS OF BUSINESS: PORT CHARLOTTE, FLORIDA 33954, POSITION, TITLE, ASSOCIATION: OTHER, OWNER IS MY WIFE, START DATE OF RELATIONSHIP: 1/1/2013, NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY, NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0, DUTIES: OCCASIONALLY I TAKE PHOTOGRAPHS AND DO ART WORK FOR MY WIFE'S DANCE STUDIO. I ALSO DO OCCASIONAL MAINTENANCE AT THE STUDIO ITSELF: CHANGING LIGHT BULBS, AIR FILTERS AND MINNOR REPAIRS. I AM NOT PAID FOR THESE.

Exams

• S66 Uniform Combined State Law Examination
  2004-11-16
• S63 Uniform Securities Agent State Law Examination
  1996-05-13