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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED_RES | 2023-06-23 |
Branch Locations
5600 Glenridge Dr Suite 200-E, Atlanta, GA 30342 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Atlanta | GA | 06/2023 | Present |
MA-JA HOLDINGS, LLC, INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START: 12/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE. ASCENDING CAPITAL MANAGEMENT, LLC, INV RELATED, ATLANTA, GA, 100% OWNERSHIP, START: 12/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-02 |
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