Jorita Ann Padfield

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 09/1999 → Present
  Padfield Financial Services
  Denver, CO
• 07/2020 → Present
  Us Census Bureau
  Alta Loma, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-05-30 → 2007-07-18
  Legacy Advisory Services, Inc.
  San Dimas, CA
• 2006-04-04 → 2007-05-29
  National Planning Corporation
  San Dimas, CA

Other Businesses

(1) EQUITY INDEX ANNUITIES, 425 W BONEA #107 SAN DIMAS CA 91773, 10HR/WK, REP (2) NAME OF OTHER BUSINESS: PADFIELD FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 9/1999 APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: FINANCIAL STRATEGIES PLANNER (3) NAME OF OTHER BUSINESS: US CENSUS BUREAU ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: DATA COLLECTION ; START DATE: 07/2020 POSITION/TITLE/RELATIONSHIP: ASSISTANT ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS: 20 ; BRIEF DESCRIPTION OF DUTIES: HELP AND ASSIST PEOPLE WITH COLLECTING THEIR CENSUS DATA ; (4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2020 ; APX NUMBER OF HOURS PER WEEK: 4 ; APX NUMBER OF HOURS DURING TRADING HOURS: 4 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE ;

Exams

• S66 Uniform Combined State Law Examination
  2006-03-17
• S63 Uniform Securities Agent State Law Examination
  1993-12-10

Other Names

• Jody Padfield