Yanhong Li

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-04-20

NJ RA
APPROVED

Since 2020-04-20

Branch Locations

Montvale, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Equity Services, Inc.	Montpelier	VT	05/2014	09/2018
National Life Group/Nl Financial Services	New York	NY	04/2014	09/2018
Aig	Edison	NJ	10/2018	01/2020
First Heartland Capital Inc	Lake St. Louis	MO	02/2019	04/2020
First Heartland Consultants Inc.	Lake St. Louis	MO	05/2019	04/2020
Axa Advisors Llc	New York	NY	04/2020	06/2020
Equitable Advisors, Llc	New York	NY	04/2020	Present

05/2014 → 09/2018

Equity Services, Inc.

Montpelier, VT
04/2014 → 09/2018

National Life Group/Nl Financial Services

New York, NY
10/2018 → 01/2020

Aig

Edison, NJ
02/2019 → 04/2020

First Heartland Capital Inc

Lake St. Louis, MO
05/2019 → 04/2020

First Heartland Consultants Inc.

Lake St. Louis, MO
04/2020 → 06/2020

Axa Advisors Llc

New York, NY
04/2020 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2019-05-28 → 2020-04-15

First Heartland Consultants, Inc.

Edison, NJ
2014-08-11 → 2018-09-25

Equity Services, Inc.

Red Bank, NJ

New York, NY
2002-07-31 → 2014-03-19

Msi Financial Services, Inc.

Paramus, NJ

Middletown, NY

Other Businesses

Trustee for husband's trust.6/1/2014, National Life Group, Universal Life, annual comp $35000; 6/1/2015, Atlantic Coast Life, Fixed Annuity, annual comp $1000; 6/1/2015, F & G (Fidelity and Guarantee), Fixed Annuity, annual comp $3000; 3/1/2003, Owner of residential and commercial rental properties: 1 vocation condo in FL, 215 Palm Drive 2nd FL, Naples FL 34112 multiple commercial properties located in LA. AR. IL, OH medical buildings and standing alone retail store, cold storage, 2 hours/month, annual comp $150,000; other outside insurance business 10/1/2019 - Present - AIG - service/renewals only - Universal Life, other:Indexed Life - QoL Series - $25,000 annual comp; Grantor and trustee for mother's special needs trust. 01/07/2026, YANXI Roth Property Holding LLC 310 Home Blvd, Galesburgh, IL 61401, The LLC will own a piece of commercial real estate property.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-10
S63	Uniform Securities Agent State Law Examination	1993-12-27

S65 Uniform Investment Adviser Law Examination

2020-06-10
S63 Uniform Securities Agent State Law Examination

1993-12-27

View on SEC IAPD