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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-05-05 |
| TX | RA | APPROVED | 2020-05-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 05/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2020 | Present |
1) PETER HILL, 4140 GRAND AVE DES MOINES IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 07/2008, 10 HR/WK 10 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2020, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING 3) BTL LLC, 4140 GRAND AVE DES MOINES IA, 01/2019, OWNER/MEMBER ENTITY FOR COMBINED OSJ NETWORK INV REL, 2 HR/YR 0/TRADING 4) JJP 2 LLC DBA VISION HOLDING COMPANY, 4140 GRAND AVE DES MOINES IA, OWNER, Owner/Partner of a Business Entity, 01/2019, INV REL, 200 HR/MO 160 HR/MO TRADING 5) TAG ACCOUNTING AND TAX SERVICES LLC DBA VISION NETWORK -ACCOUNTING AND TAX SERVICES, 4140 GRAND AVE DES MOINES, IA CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 12/2019, OWNER, 1 HR/YR 0 HR/TRADING 6) TAG ACCOUNTING AND TAX SERVICES LLC DBA VISION NETWORK-ACCOUNTING AND TAX SERVICES, 4140 GRAND AVE DES MOINES IA, 08/2021, NIR, 1 HR/MO 0/TRADING HR. Accounting and tax consulting Units of the holding company for accounting and tax services are owned by LLCs for each of the partners 7) LEAP HI INC, 3602 SW EDGEWOOD LN ANKENY IA, 10/2005, Owner/Partner of a Business Entity, NIR, 1 HR/MO 0 HR/MO TRADING 8) MDRT FOUNDATION, 325 West TOUHY AVE PARK RIDGE IL, 09/2022, NIR, COMMITTEE MEMBER, 4 HR/MO 4 HR/MO TRADING 9) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING. 10) MDRT TOT MEMBER SPEAKER PROGRAM COMMITTEE, 325 W Touhy Ave, Park Ridge IL 60068, United States, START DATE 10/2025, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-01 |
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