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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-05-05
TX RA APPROVED 2020-05-05
  • IA RA
    APPROVED
    Since 2020-05-05
  • TX RA
    APPROVED
    Since 2020-05-05

Branch Locations

4140 Grand Ave., Des Moines, IA 50312 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Des Moines IA 09/2014 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
Previous Registrations
  • 2004-01-01 → 2020-05-11
    Cedar Rapids, IA
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Urbandale, IA
    Des Moines, IA
    Norwalk, IA
  • 2003-01-21 → 2004-01-01
    Locust Street Securities, Inc.
    Des Moines, IA
Other Businesses

1) PETER HILL, 4140 GRAND AVE DES MOINES IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 07/2008, 10 HR/WK 10 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2020, AS ADVISORY REP OF A RIA. INV REL, 20 HR/WK 20 HR/TRADING 3) BTL LLC, 4140 GRAND AVE DES MOINES IA, 01/2019, OWNER/MEMBER ENTITY FOR COMBINED OSJ NETWORK INV REL, 2 HR/YR 0/TRADING 4) JJP 2 LLC DBA VISION HOLDING COMPANY, 4140 GRAND AVE DES MOINES IA, OWNER, Owner/Partner of a Business Entity, 01/2019, INV REL, 200 HR/MO 160 HR/MO TRADING 5) TAG ACCOUNTING AND TAX SERVICES LLC DBA VISION NETWORK -ACCOUNTING AND TAX SERVICES, 4140 GRAND AVE DES MOINES, IA CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 12/2019, OWNER, 1 HR/YR 0 HR/TRADING 6) TAG ACCOUNTING AND TAX SERVICES LLC DBA VISION NETWORK-ACCOUNTING AND TAX SERVICES, 4140 GRAND AVE DES MOINES IA, 08/2021, NIR, 1 HR/MO 0/TRADING HR. Accounting and tax consulting Units of the holding company for accounting and tax services are owned by LLCs for each of the partners 7) LEAP HI INC, 3602 SW EDGEWOOD LN ANKENY IA, 10/2005, Owner/Partner of a Business Entity, NIR, 1 HR/MO 0 HR/MO TRADING 8) MDRT FOUNDATION, 325 West TOUHY AVE PARK RIDGE IL, 09/2022, NIR, COMMITTEE MEMBER, 4 HR/MO 4 HR/MO TRADING 9) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING. 10) MDRT TOT MEMBER SPEAKER PROGRAM COMMITTEE, 325 W Touhy Ave, Park Ridge IL 60068, United States, START DATE 10/2025, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO - 2 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-01
  • S63 Uniform Securities Agent State Law Examination
    1994-02-01
Designations
  • Chartered Financial Consultant
Other Names
  • Pete Hill

View on SEC IAPD

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