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David Shawn Cooksey

Synovus Securities, Inc.

Chattanooga, TN

CRD 2431914

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Employer firm

Synovus Securities, Inc. CRD 14023

$8.45B regulatory AUM 100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-05
CO RA APPROVED 2016-12-12
WA RA APPROVED 2015-09-29
AZ RA APPROVED 2015-02-04
DE RA APPROVED 2014-06-24
MD RA APPROVED 2013-09-24
UT RA APPROVED 2013-08-20
VA RA APPROVED 2011-01-01
SC RA APPROVED 2010-12-03
FL RA APPROVED 2010-12-02
GA RA APPROVED 2010-12-01
CA RA APPROVED 2010-11-30
IL RA APPROVED 2010-11-30
NC RA APPROVED 2010-11-30
WI RA APPROVED 2010-11-30
  • NY RA
    APPROVED
    Since 2021-04-05
  • CO RA
    APPROVED
    Since 2016-12-12
  • WA RA
    APPROVED
    Since 2015-09-29
  • AZ RA
    APPROVED
    Since 2015-02-04
  • DE RA
    APPROVED
    Since 2014-06-24
  • MD RA
    APPROVED
    Since 2013-09-24
  • UT RA
    APPROVED
    Since 2013-08-20
  • VA RA
    APPROVED
    Since 2011-01-01
  • SC RA
    APPROVED
    Since 2010-12-03
  • FL RA
    APPROVED
    Since 2010-12-02
  • GA RA
    APPROVED
    Since 2010-12-01
  • CA RA
    APPROVED
    Since 2010-11-30
  • IL RA
    APPROVED
    Since 2010-11-30
  • NC RA
    APPROVED
    Since 2010-11-30
  • WI RA
    APPROVED
    Since 2010-11-30

Branch Locations

Chattanooga, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Synovus Securities, Inc Atlanta GA 08/2001 10/2019
Synovus Securities, Inc. Atlanta GA 10/2019 08/2023
Synovus Securities, Inc. Chattanooga TN 09/2023 Present
Previous Registrations
  • 2003-04-21 → 2010-12-31
    Creative Financial Group Ltd
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-03-19
S65 Uniform Investment Adviser Law Examination 1998-06-04
  • S63 Uniform Securities Agent State Law Examination
    2002-03-19
  • S65 Uniform Investment Adviser Law Examination
    1998-06-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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