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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-04 |
| FL | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED_RES | 2021-05-20 |
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2021-02-01 |
| NJ | RA | APPROVED | 2018-06-13 |
Branch Locations
101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Monroe Twp | NJ | 09/2014 | 01/2017 |
| Calton & Associates, Inc. | Matawan | NJ | 01/2017 | 06/2018 |
| Guardian Life Insurance Company | Cranford | NJ | 06/2018 | 08/2023 |
| Park Avenue Securities | Cranford | NJ | 06/2018 | 08/2023 |
| Guardian Life Insurance | Holmdel | NJ | 10/2019 | 05/2023 |
| Park Avenue Securities | Holmdel | NJ | 10/2019 | 05/2023 |
| Guardian Life Insurance Company | Holmdel | NJ | 08/2023 | Present |
| Park Avenue Securities | Holmdel | NJ | 08/2023 | Present |
1) VIP Wealth Management LLC-LLC for DBA Start date: 03/13/2025, Address: 18 black bear Dr Barnegat NJ 08005, 80 total hours per month; 80 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-20 |
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