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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-12 |
| NJ | RA | APPROVED | 2022-12-13 |
Branch Locations
1284 Main St Unit A1, Osterville, MA 02655-1542 • United States
60 State St, Suite 2100, Boston, MA 02109 • United States
Plymouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Ansonia | CT | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ansonia | CT | 11/2016 | 09/2018 |
| Ameriprise Financial Services, Inc | Boston | MA | 09/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Boston | MA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-10 |
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