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Garth Alan Williams

Honu Wealth Management

Sunnyvale, CA

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Current Employers
Honu Wealth Management

Sunnyvale, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-03-20
CA RA APPROVED 2012-03-07
  • TX RA
    APPROVED
    Since 2012-03-20
  • CA RA
    APPROVED
    Since 2012-03-07

Branch Locations

Sunnyvale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Honu Wealth Management Sunnyvale CA 10/2006 Present
Previous Registrations
  • 2002-10-07 → 2007-07-03
    Hanvey Financial
    Los Altos, CA
  • 2002-07-12 → 2005-07-12
    Raymond James Financial Services, Inc.
    Austin, TX
    West Lake Hills, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-18
  • S63 Uniform Securities Agent State Law Examination
    1994-01-18
Designations

View on SEC IAPD

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