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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Bank & Trust Co | Lexington | KY | 12/2002 | Present |
| Raymond James Financial Services, Inc. | Lexington | KY | 01/1999 | Present |
| Insurance | Lexington | KY | 12/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Lexington | KY | 01/2009 | Present |
| Cental Investment Center Inc | Lexington | KY | 12/2002 | Present |
| Broken Egg Press | Lexington | KY | 08/2017 | Present |
(1) Name of Business: The Fields Brothers Address: 2308 Lakeside Dr, Lexington, KY, 40502, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/29/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-writer of a book and involved in distribution;Participate in a podcast about life and faith
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-28 |
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