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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-09
MI RA APPROVED 2010-06-25
  • TX RA
    APPROVED_RES
    Since 2019-12-09
  • MI RA
    APPROVED
    Since 2010-06-25

Branch Locations

44 E 8Th St Ste 215, Holland, MI 49423 • United States

950 Taylor Ave Ste 240, Grand Haven, MI 49417-2281 • United States

Holland, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Holland MI 09/2005 03/2020
Ameriprise Financial Services, Llc Holland MI 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 1236 Howland, , Kalamazoo, MI, 49001; Not Investment-Related; 09/01/2020 / Lot/Land; 11829 Cedar St, , Plainwell, MI, 49080; Not Investment-Related; 07/01/1997. Business Ownership; The Avalune Group LLC; Owner; Manage Ameriprise Business; 44 E. 8th St, , Holland, MI, 49423; Investment-Related; 07/01/2026; 10 to 19 hours per month; 0 during trading hours / Domiti LLC; Owner; Manage Ameriprise Business; 44 East 8th StreetHolland, MI 49423, ,; Investment-Related; 08/01/2006; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Community Action House; Board Member; 739 Paw Paw Drive, , Holland, MI, 49423; Not Investment-Related; 05/14/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Finance Committee; I'm volunteering on the finance committee of a local charity called Community Action House. I have simply provided feedback and ask questions related to the budget which includes reviewing expenses and donations. My previous RP indicated that I didn't need to disclose this information. My current RP suggested that I disclose, just in case I'm asked to provide advice/direction in the future.; 739 Paw Paw Drive, , Holland, MI, 49423; Not Investment-Related; 06/06/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25
Designations

View on SEC IAPD

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