Sean Patrick Howe

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 10/2022
  Ubs Financial Services Inc
  Vienna, VA
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Mclean, VA
• 11/2022 → Present
  City National Bank
  Mclean, VA

Previous Registrations

• 2008-07-18 → 2022-10-31
  Ubs Financial Services Inc.
  Mclean, VA
  Washington, DC
• 2008-01-01 → 2008-07-23
  Wells Fargo Clearing Services, Llc
  Mclean, VA
• 2007-06-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Mclean, VA

Exams

• S66 Uniform Combined State Law Examination
  2007-06-28

Designations

• Certified Financial Planner