Sean Patrick Howe

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-20
VA	RA	APPROVED	2022-10-20

TX RA
APPROVED

Since 2022-10-20
VA RA
APPROVED

Since 2022-10-20

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Crozet, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Vienna	VA	07/2008	10/2022
Rbc Capital Markets, Llc	Mclean	VA	10/2022	Present
City National Bank	Mclean	VA	11/2022	Present

07/2008 → 10/2022

Ubs Financial Services Inc

Vienna, VA
10/2022 → Present

Rbc Capital Markets, Llc

Mclean, VA
11/2022 → Present

City National Bank

Mclean, VA

Previous Registrations

2008-07-18 → 2022-10-31

Ubs Financial Services Inc.

Mclean, VA

Washington, DC
2008-01-01 → 2008-07-23

Wells Fargo Clearing Services, Llc

Mclean, VA
2007-06-29 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Louis, MO

Mclean, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-28

S66 Uniform Combined State Law Examination

2007-06-28

Designations

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA

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AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA

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