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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | State College | PA | 06/2001 | Present |
1. 06/04/2001 * DBA for LPL Business (entity for LPL business) * Fenchak Financial * inv rel * at reported business location(s) 2. 03/06/09 - TAX PREP / ACCOUNTING / BOOKKEEPING, BARRY FENCHAK, PERSONAL INCOME TAX PREP, 5% OF TIME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-01 |
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