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Barry Joseph Fenchak

LPl Financial LLC

State College, PA

CRD 2431018

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-06-22
  • PA RA
    APPROVED
    Since 2017-06-22

Branch Locations

State College, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc State College PA 06/2001 Present
Other Businesses

1. 06/04/2001 * DBA for LPL Business (entity for LPL business) * Fenchak Financial * inv rel * at reported business location(s) 2. 03/06/09 - TAX PREP / ACCOUNTING / BOOKKEEPING, BARRY FENCHAK, PERSONAL INCOME TAX PREP, 5% OF TIME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-01
S63 Uniform Securities Agent State Law Examination 1993-12-01
  • S65 Uniform Investment Adviser Law Examination
    1995-05-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-01

View on SEC IAPD

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