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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-17
  • NC RA
    APPROVED
    Since 2026-04-17

Branch Locations

6752 Parker Farm Dr, Unit 3, Wilmington, NC 28405 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-03-26
  • NC RA
    APPROVED
    Since 2020-03-26

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Oak Island, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Asheville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Asheville NC 11/2016 12/2019
Wells Fargo Clearing Services, Llc Asheville NC 03/2020 Present
Wells Fargo Advisors Financial Network Wilmington NC 04/2026 Present
Previous Registrations
  • 2008-01-01 → 2020-01-07
    Asheville, NC
    Asheville, NC
    Asheville, NC
  • 2004-02-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Asheville, NC
    Asheville, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-25
S65 Uniform Investment Adviser Law Examination 1999-12-03
S63 Uniform Securities Agent State Law Examination 1993-12-09
  • S66 Uniform Combined State Law Examination
    2000-09-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1993-12-09

View on SEC IAPD

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