Michael A Noviello

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1993 → 12/2020
  Avantax Investment Services, Inc.
  Brewster, NY
• 02/1995 → 12/2020
  Avantax Advisory Services
  Brewster, NY
• 12/2020 → 06/2024
  Securities America, Inc.
  Brewster, NY
• 12/2020 → 06/2024
  Securities America Advisors
  Brewster, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Brewster, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Brewster, NY

Previous Registrations

• 2021-11-29 → 2024-06-14
  Securities America Advisors, Inc.
  Brewster, NY

Other Businesses

1.MICHAEL A. NOVIELLO POSITION: Owner NATURE: Tax Preparer INVESTMENT RELATED: No NUMBER OF HOURS: 47 SECURITIES TRADING HOURS: 25 START DATE: 01/01/1980 ADDRESS: 64 South Dr., Brewster NY 10509, United States DESCRIPTION: Tax Preparation

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-11
• S63 Uniform Securities Agent State Law Examination
  1994-01-27

Other Names

• Michael A Noviello