Dianne Funigiello

Current Employers

Employment History

• 09/2014 → 10/2016
  Hsbc
  Huntington, NY
• 03/2018 → 08/2020
  Merrill Lynch
  New York, NY
• 10/2016 → 03/2018
  Key Private Bank
  Tarrytown, NY
• 05/2022 → Present
  Ubs
  Albany, NY
• 08/2020 → 12/2021
  Northwestern Mutual Investment Services Llc
  Stamford, CT
• 12/2021 → 05/2022
  Unemployed
  Brewster, NY

Previous Registrations

• 2020-09-25 → 2021-12-23
  Northwestern Mutual Investment Services, Llc
  Stamford, CT
• 2018-03-19 → 2020-08-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2014-09-26 → 2016-10-12
  Hsbc Securities (Usa) Inc.
  Huntington, NY
  Oyster Bay, NY
  Oyster Bay, NY
  Huntington Station, NY
  East Northport, NY
• 2013-01-14 → 2014-08-06
  Wells Fargo Clearing Services, Llc
  White Plains, NY
  Wayne, PA
  Short Hills, NJ
  Summit, NJ
• 2012-10-01 → 2013-01-07
  J.P. Morgan Securities Llc
  New York, NY
  White Plains, NY
• 2010-06-09 → 2012-10-01
  Chase Investment Services Corp.
  Scarsdale, NY
  Scarsdale, NY
  New Rochelle, NY
  Larchmont, NY
  Suffern, NY
  West Nyack, NY
  New City, NY
  Congers, NY
  Monsey, NY
  Croton, NY
  Garnerville, NY
  Sparkill, NY
  Suffern, NY
  Orangeburg, NY
  Garnerville, NY
  Chappagua, NY
  Valley Cottage, NY
  Croton-On-Hudson, NY
  New City, NY
  Pleasantville, NY
  Nanuet, NY
  New City, NY
  Briarcliff Manor, NY
  Millwood, NY
  Pleasantville, NY
  Haverstraw, NY
  Tallman, NY
  Chestnut Ridge, NY
  Pomona, NY
  Ossining, NY
  Pearl River, NY
  West Nyack, NY
  Mount Kisco, NY
  Bedford, NY
  Briarcliff, NY
  Bedford, NY
  Tappan, NY
  White Plains, NY
  Monsey, NY
  Orangeburg, NY
  Stony Point, NY
  Mount Kisco, NY
  Katonah, NY
  Pomona, NY
  Nyack, NY
  Nanuet, NY
  Nanuet, NY
  Spring Valley, NY
  Mount Vernon, NY
  Yonker, NY
  Ossining, NY
  White Plains, NY
  Scarsdale, NY
  Scarsdale, NY
  Mamaroneck, NY
  Larchmont, NY
  Scarsdale, NY
  Scarsdale, NY
  Scarsdale, NY
  Pelham, NY
  Mamaroneck, NY
  Bronxville, NY
  Harrison, NY
  Larchmont, NY
  Yonkers, NY
  Scarsdale, NY
  Summit, NJ
  Harrison, NY
  Mount Vernon, NY
  Scarsdale, NY
  Orangeburg, NY
  Valley Cottage, NY
  New City, NY
  New City, NY
  Orangeburg, NY
  Nanuet, NY
  New City, NY
  Eastchester, NY
• 2009-11-10 → 2010-06-21
  Morgan Stanley
  Purchase, NY
• 2006-11-22 → 2009-12-14
  Citigroup Global Markets Inc.
  Purchase, NY
  New York, NY
  New York, NY
  Westfield, NJ
  New York, NY

Other Businesses

1. 33.33% OWNER, DDM REALTY OF NEW YORK, LLC, 102 ESSEX COURT, BREWSTER, NEW YORK, 10509, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 02/09/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO RESPONSIBILITES OR DUTIES. THIS IS AN LLC SET UP FOR PERSONAL ESTATE PLANNING PURPOSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-17
• S63 Uniform Securities Agent State Law Examination
  1997-10-24

Other Names

• Dianne M Delfino
• Dianne Delfino
• Dianne Dileo Delfino
• Dianne ( Funigiello
• Dianne Delfino Funigiello
• Dianne Dileo Delfino
• Dianne M Delfino
• Dianne D Funigiello
• Dianne Funigiello
• Dianne Marie Delfino Funigiello