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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-03-04 |
Branch Locations
100 S Main Street, Eustis, NE 69028 • United States
707 Patterson, Cambridge, NE 69022 • United States
348 Broadway, Imperial, NE 69033 • United States
116 S Alexander, Clay Center, NE 68933 • United States
741 Meridian Ave, Cozad, NE 69130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waypoint Financial | Cozad | NE | 11/1997 | Present |
| Securities America, Inc | Cozad | NE | 06/2002 | 03/2020 |
| Securities America Advisors, Inc | Cozad | NE | 03/2007 | 03/2020 |
| Waypoint Financial/Insurance | Cozad | NE | 08/2004 | Present |
| Lpl Financial Llc | Cozad | NE | 03/2020 | Present |
1)01/15/2020 - Waypoint Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/1997 2)01/15/2020 - Waypoint Financial - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/1997
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-06 |
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