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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | El Paso | TX | 01/2012 | 04/2019 |
| Princor Financial Services Corp | El Paso | TX | 01/2012 | 04/2019 |
| Graham Capital Strategies Lcc | El Paso | TX | 02/2012 | Present |
| Lpl Financial, Llc | El Paso | TX | 04/2019 | Present |
1. 4/24/2019 - GRAHAM CAPITAL STRATEGIES LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 4/24/2019 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Life, DI, LTC, Group benefits. 3. 11/16/2023 - Pivot Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/31/2023 - 200 Hours Per Month/ 20 Hours During Trading 4. 04/03/2024 - VIBE - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/08/2024 - 5 Hours Per Month/ 0 Hours During Trading 5. 12/19/2025-CR Capital Management-Owner-Business Entity For Tax/Investment Purposes Only-Inv Related-At El Paso, TX-Start date 01/01/2026-90hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-23 |
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