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Cynthia Diane Rivas

LPl Financial LLC

El Paso, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-24
  • TX RA
    APPROVED
    Since 2019-04-24

Branch Locations

1000 Glenwood Pl, El Paso, TX 79903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co El Paso TX 01/2012 04/2019
Princor Financial Services Corp El Paso TX 01/2012 04/2019
Graham Capital Strategies Lcc El Paso TX 02/2012 Present
Lpl Financial, Llc El Paso TX 04/2019 Present
  • 01/2012 → 04/2019
    Principal Life Ins Co
    El Paso, TX
  • 01/2012 → 04/2019
    Princor Financial Services Corp
    El Paso, TX
  • 02/2012 → Present
    Graham Capital Strategies Lcc
    El Paso, TX
  • 04/2019 → Present
    El Paso, TX
Previous Registrations
  • 2012-02-14 → 2019-05-02
    El Paso, TX
  • 1999-03-03 → 2010-08-24
    Securian Financial Services, Inc.
    El Paso, TX
    El Paso, TX
Other Businesses

1. 4/24/2019 - GRAHAM CAPITAL STRATEGIES LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 4/24/2019 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Life, DI, LTC, Group benefits. 3. 11/16/2023 - Pivot Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/31/2023 - 200 Hours Per Month/ 20 Hours During Trading 4. 04/03/2024 - VIBE - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/08/2024 - 5 Hours Per Month/ 0 Hours During Trading 5. 12/19/2025-CR Capital Management-Owner-Business Entity For Tax/Investment Purposes Only-Inv Related-At El Paso, TX-Start date 01/01/2026-90hrs/mth-10hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-21
S63 Uniform Securities Agent State Law Examination 1999-02-23
  • S65 Uniform Investment Adviser Law Examination
    1999-04-21
  • S63 Uniform Securities Agent State Law Examination
    1999-02-23
Other Names
  • Cynthia Diane Rivas

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