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Eagle Rock Investment Company, LLC CRD 313832
$787M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1201 Peachtree Street Ne Ste 200, Atlanta, GA 30361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-08-15 |
Branch Locations
1201 Peachtree Street Ne Ste 200, Atlanta, GA 30361 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Investment Partners, Llc | Atlanta | GA | 04/2012 | 06/2017 |
| Raymond James & Associates, Inc. | Atlanta | GA | 08/2017 | 06/2025 |
| Eagle Rock Investment Company, Llc | Atlanta | GA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
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