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304 W Venice Ave Suite 204, Venice, FL 34285 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-15 |
Branch Locations
304 W Venice Ave Suite 204, Venice, FL 34285 • United States
1900 Glades Road 4Th Floor, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gasima Global Asset Management, Llc | Venice | FL | 02/2023 | Present |
| Rock Springs Investments, Llc | Denver | CO | 06/2017 | 01/2023 |
| Credit Suisse | New York | NY | 10/2015 | 05/2017 |
| Vyu Advisors Llc | Boca Raton | FL | 05/2021 | Present |
| Rock Spring Investments, Llc | Denver | CO | 11/2024 | Present |
1) Rock Springs Investments - investment related - Denver, CO - Family Private Investment Office - Global Equities Portfolio Manager - 11/2024 - 80 - 80 - analyze capital markets transactions. 2) VYU Advisors LLC - investment related - Boca Raton, FL - consulting firm through which Matthew Yu provide investment services to Gasima Global Asset Management and Rock Springs Investments - Managing Member - 05/2021 - 160 - 160.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-18 |
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