Bruno Peraza

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 10/2019
  Raymond James Financial Services, Inc.
  Coral Gables, FL
• 12/2014 → 10/2019
  Raymond James Financial Services Advisors Inc.
  Coral Gables, FL
• 02/2015 → Present
  Peraza Wealth Management
  Coral Gables, FL
• 10/2019 → 08/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2019 → 05/2021
  Summit Financial Group
  Coral Gables, FL
• 03/2023 → 08/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2026 → Present
  Independent Financial Group, Llc
  Coral Gables, FL

Previous Registrations

• 2019-11-21 → 2021-05-20
  Summit Financial Group Inc
  Coral Gables, FL
• 2014-12-09 → 2019-10-31
  Raymond James Financial Services Advisors, Inc
  Miami, FL
  Coral Gables, FL
  Coral Gables, FL
  Coral Gables, FL
• 2010-08-31 → 2014-12-03
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Hialeah, FL
• 2006-01-17 → 2010-09-15
  Truist Investment Services, Inc.
  Miami, FL
  Hialeah, FL
  Miami Gardens, FL
  Miami, FL
  Hialeah, FL
  Miami Lakes, FL
  Miami Springs, FL

Other Businesses

1) NAME OF OTHER BUSINESS: PERAZA WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER - OFFER FINANCIAL SERVICES 2) NAME OF OTHER BUSINESS: PERAZA GLOBAL WEALTH STRATEGIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ;

Exams

• S66 Uniform Combined State Law Examination
  2006-01-13
• S65 Uniform Investment Adviser Law Examination
  1999-10-20
• S63 Uniform Securities Agent State Law Examination
  1999-08-25