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Catherine Wimp Kessler

Tao Private Wealth, LLC

Tulsa, OK

Cs Planning Corp

Tulsa, OK

Portland, OR

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Current Employers
Tao Private Wealth, Llc

1316 E. 35Th Place Suite 200, Tulsa, OK 74105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-05-28
  • OK RA
    APPROVED
    Since 2026-05-28

Branch Locations

1316 E. 35Th Place Suite 200, Tulsa, OK 74105 • United States

Cs Planning Corp

3395 Sw Garden View Ave, Portland, OR 97225 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
OK RA APPROVED 2021-01-26
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • OK RA
    APPROVED
    Since 2021-01-26

Branch Locations

1316 E. 35Th Place, Suite 200, Tulsa, OK 74105 • United States

3395 Sw Garden View Ave, Portland, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerages Services Llc Tulsa OK 08/2010 01/2021
Tao Private Wealth, Llc Tulsa OK 04/2026 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2021
Cs Planning Corp Portland OR 01/2021 Present
Tao Private Wealth, Llc Tulsa OK 01/2021 Present
Previous Registrations
  • 2018-07-13 → 2021-02-11
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-10-01 → 2018-07-13
    Strategic Advisers Llc
    Tulsa, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-01
S63 Uniform Securities Agent State Law Examination 1994-02-14
  • S65 Uniform Investment Adviser Law Examination
    2014-10-01
  • S63 Uniform Securities Agent State Law Examination
    1994-02-14
Other Names
  • Catherine Wimp Kessler
  • Catherine Rena Kessler
  • Catherine Rena Wimp

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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