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Tao Private Wealth, LLC CRD 340979
$104M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1316 E. 35Th Place Suite 200, Tulsa, OK 74105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-05-28 |
Branch Locations
1316 E. 35Th Place Suite 200, Tulsa, OK 74105 • United States
3395 Sw Garden View Ave, Portland, OR 97225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| OK | RA | APPROVED | 2021-01-26 |
Branch Locations
1316 E. 35Th Place, Suite 200, Tulsa, OK 74105 • United States
3395 Sw Garden View Ave, Portland, OR 97225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerages Services Llc | Tulsa | OK | 08/2010 | 01/2021 |
| Tao Private Wealth, Llc | Tulsa | OK | 04/2026 | Present |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 01/2021 |
| Cs Planning Corp | Portland | OR | 01/2021 | Present |
| Tao Private Wealth, Llc | Tulsa | OK | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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