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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-17
NJ RA APPROVED 2005-11-28
PA RA APPROVED 2005-07-29
  • TX RA
    APPROVED_RES
    Since 2017-05-17
  • NJ RA
    APPROVED
    Since 2005-11-28
  • PA RA
    APPROVED
    Since 2005-07-29

Branch Locations

One Pitcairn Place 165 Township Line Road, Suite 2300, Jenkintown, PA 19046 • United States

Fort Washington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Jenkintown PA 04/1994 Present
Other Businesses

1. PBE IS A NON INVESTMENT NETWORKING GROUP. METT 1-1/2 HRS EVERY TWO WEEKS AND EXCHANGE BUSINESS LEADS. 2. I AM A PASSIVE INVESTOR AND LIMITED PARTNER IN A SMALL COMMERCIAL REAL ESTATE PROPERTY, 304 MARKET ST., LP. 3. I AM A PASSIVE INVESTOR IN A COMMERCIAL REAL ESTATE PROPERTY, ONE HOLTEC DRIVE GROUP LLC LOCATED AT 1 HOLTEC DR., MARLTON, NJ 08053. I HAVE NO CONTROL WHATSOEVER NOR DO I SPEND ANY TIME MANAGING THIS INVESTMENT. 4.1000 VOORHEES DR. GROUP B LLC- LANDLORD/RENTAL REAL ESTATE-951 ROUTE 73 NORTH, SUITE D, MARLTON, NJ 08053-LIMITED PARTNER-START 4/1/18-0 HOURS/MONTH-NO OPERATIONAL DUTIES 5.MEMBER OF PHILADELPHIA BUSINESS EXECUTIVES PROFESSIONAL NETWORKING GROUP THAT MEETS AT MEMBER OFFICES IN THE PHILADELPHIA AREA EVERY 3 TO 4 WEEKS.THE GROUP COMPROMISES MEMBERS FROM DIFFERENT INDUSTRIES EACH EXCLUSIVE TO A SPECIFIC SECTOR AND IS NOT INVESTMENT-RELATED.MEETINGS LAST 1.5 HOURS AND MY SOLE RESPONSIBILTY IS TO ATTEND THESE MEETINGS. I HOLD NO OFFICIAL TITLE AND DO NOT ENGAGE IN ANY ACTIVITIES OUTSIDE OF THE SCHEDULED MEETINGS. 6.I AM A LIMITED PARTNER IN 8000 SAGEMORE B, LLC, A COMMERCIAL OFFICE BUILDING. START DATE 3/1/25. THIS IS A PASSIVE INVESTMENT AND I SPEND ZERO HOURS PER WEEK MANAGING THE ACTIVITY. THE BUSINESS IS LOCATED AT: 8000 SAGEMORE DR. MARLTON, NJ 08053

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-23
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S65 Uniform Investment Adviser Law Examination
    2005-11-23
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10

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