Kathy Georgopoulos Walsh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1986 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

I*120159 For profit or not for profit: For-Profit Organization Name of outside business organization: KOLLINA LLC Investment related: N Address of business: WESTERN SPRINGS, Illinois 60558 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 9/11/2012 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: My mother owns a rental property and the deed is under Kollina LLC. My mother, brother, sister & myself are the Manager's. My only task is to ensure that the LLC fee for the state of IL is paid once a year.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-22
• S63 Uniform Securities Agent State Law Examination
  1994-01-25

Other Names

• Kathy G Walsh