Timothy James Dierkes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Lpl Financial Llc
  Richardson, TX

Previous Registrations

• 1994-10-07 → 2011-06-20
  Cuna Brokerage Services, Inc.
  Richardson, TX
  Richardson, TX
  Plano, TX

Other Businesses

1. 06/17/2011: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 1% OF TIME - SELL FIXED ANNUITIES THROUGH AEL (AMERICAN EQUITY LIFE.). 2. 10/11/2011: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 1% - I WOULD SERVICE CLIENTS WITH THEIR EXISITING GREAT AMERICAN FINANCIAL FIXED ANNUITIES. I WOULD ALSO HELP THEM ACQUIRE NEW CONTRACTS, AS APPROPRIATE, GIVEN THEIR NEEDS. 3. 12/19/2011: DIERKES FINANCIAL - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - NOT HELD OUT TO THE PUBLIC, FOR ACCOUNTING PURPOSES ONLY. 4. 3/17/2014: No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - TIME SPENT 5% - ADD CRUMP AND WESTLAND FINANCIAL SERVICES AS ADDITIONAL GA PROVIDERS FOR MY FIXED LIFE, DISABILITY, FIXED ANNUITY, AND LTC NEEDS. ADDITIONALLY W&S FINANCIAL GROUP AND INTEGRITY TO THE GA LIST.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-07
• S63 Uniform Securities Agent State Law Examination
  1993-12-23

Designations

• Certified Financial Planner

Other Names

• Tim Dierkes