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Shirly Marilyn Galvis

Citigroup Global Markets Inc.

Miami, FL

Greenwich, CT

Miam, FL

CRD 5036396

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-09
  • FL RA
    APPROVED
    Since 2022-05-09

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd., 33Rd Floor, Miami, FL 33131 • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Miam, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Nutrit Corp. Miami FL 11/2014 08/2016
Citigroup Global Markets Inc. Miami FL 09/2016 11/2019
Unemployed Miami FL 12/2019 07/2020
Citigroup Global Markets Inc. Miami FL 07/2020 Present
Citigroup Global Markets Inc. Miami FL 01/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
S63 Uniform Securities Agent State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2022-04-26
  • S63 Uniform Securities Agent State Law Examination
    2005-10-14
Other Names
  • Shirly Marilyn Galvis-Ponce

View on SEC IAPD

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