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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-04 |
| WA | RA | APPROVED | 2003-05-27 |
Branch Locations
1816 S Lake Stevens Rd Ste 201, Lake Stevens, WA 98258-7960 • United States
2275 116Th Ave Ne Ste 200, Bellevue, WA 98004 • United States
Arlington, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 05/2003 | 03/2020 |
| Ameriprise Financial Services, Llc | Lake Stevens | WA | 03/2020 | Present |
Business Ownership; TPE Holdings, LLC; Member; LLC that holds ownership; 126 Wells Ave S, , Renton, WA, 98057; Investment-Related; 06/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Heritage Wealth Advisors LLC; Employee; Manage advisory business; 2630 77th Ave SE, Suite 110, Mercer Island, WA, 98040; Investment-Related; 10/01/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-01 |
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