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Arun Narayan Kulkarni

LPl Financial LLC

Roanoke, TX

Irving, TX

CRD 2429325

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-05-23
  • TX RA
    APPROVED
    Since 2008-05-23

Branch Locations

Roanoke, TX • United States

Irving, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Collierville TN 05/2008 Present
  • 05/2008 → Present
    Lpl Financial
    Collierville, TN
Previous Registrations
Other Businesses

(1) 06/13/2008 - MEMBER FEDERAL EXPRESS RETIREE CLUB, A NON-PROFIT SOCIAL ORGANIZATION./COLLIERVILLE, TN 38017

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-02
S63 Uniform Securities Agent State Law Examination 1993-11-26
  • S65 Uniform Investment Adviser Law Examination
    1996-08-02
  • S63 Uniform Securities Agent State Law Examination
    1993-11-26

View on SEC IAPD

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