Michael Walter Ollmann

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-09
WI	RA	APPROVED	2015-11-11

TX RA
APPROVED_RES

Since 2015-12-09
WI RA
APPROVED

Since 2015-11-11

Branch Locations

20800 Swenson Drive Suite 325, Waukesha, WI 53186 • United States

Pewaukee, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Brookfield	WI	11/2015	Present

11/2015 → Present

Raymond James & Associates

Brookfield, WI

Previous Registrations

1994-04-29 → 2015-11-10

Wells Fargo Clearing Services, Llc

Waukesha, WI

Waukesha, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-12-06
S63	Uniform Securities Agent State Law Examination	1993-12-09

S65 Uniform Investment Adviser Law Examination

2002-12-06
S63 Uniform Securities Agent State Law Examination

1993-12-09

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews