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Stacie Lynn Giddings

Charles Schwab & Co., Inc.

Charlotte, NC

Corte Madera, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-08
  • CA RA
    APPROVED
    Since 2024-08-08

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

Corte Madera, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ria Consulting 360 Mound MN 07/2015 07/2017
Gage Wiley And Company Northampton MA 04/2017 04/2018
Td Ameritrade Institutional Omaha NE 04/2018 03/2020
Pershing Advisor Solutions Llc Jersey City NJ 03/2020 02/2021
Perigon Wealth Management, Llc San Francisco CA 04/2021 09/2022
Guardian Wealth Advisors, Llc Raleigh NC 10/2022 10/2023
Unemployed Raleigh NC 11/2023 06/2024
Charles Schwab & Co., Inc. San Francisco CA 07/2024 Present
  • 07/2015 → 07/2017
    Ria Consulting 360
    Mound, MN
  • 04/2017 → 04/2018
    Gage Wiley And Company
    Northampton, MA
  • 04/2018 → 03/2020
    Td Ameritrade Institutional
    Omaha, NE
  • 03/2020 → 02/2021
    Pershing Advisor Solutions Llc
    Jersey City, NJ
  • 04/2021 → 09/2022
    Perigon Wealth Management, Llc
    San Francisco, CA
  • 10/2022 → 10/2023
    Guardian Wealth Advisors, Llc
    Raleigh, NC
  • 11/2023 → 06/2024
    Unemployed
    Raleigh, NC
  • 07/2024 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-17
S65 Uniform Investment Adviser Law Examination 2005-10-17
  • S63 Uniform Securities Agent State Law Examination
    2024-12-17
  • S65 Uniform Investment Adviser Law Examination
    2005-10-17
Other Names
  • Stacie Lynn Peterson
  • Stacie Lynn Giddings
  • Stacie Lynn Giddings
  • Stacie Lynn Scherven
  • Stacie Lynn Scherven

View on SEC IAPD

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